If a firm is a body corporate (other than a limited liability partnership), the Director Function is the function of acting in the capacity of a director (other than non-executive director) of that firm. 1. If a firm is a body corporate (other than a limited liability partnership), the director function is also the function of acting in the capacity of a person: 2. (1) does not apply if that parent undertaking or holding company has a Part 4A permission or is regulated by an EEA regulator. WebAs laid out in SUP 10C, Senior Management Functions must be allocated to the most senior individual within the firm who has responsibility for a particular issue. That individual …
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